ABOUT THIS CONFERENCE: The Registrant Regulation Compliance Strategies Summit is a forum that provides the latest regulatory developments and best compliance strategies for dealers, advisors, fund managers, and portfolio managers. This senior-level conference was developed with the thoughtful input of industry leaders. In an exclusive setting, senior stakeholders connect with their peers to exchange best practices, build referrals, and enhance governance.
ABOUT STRATEGY INSTITUTE: Strategy Institute is proud to be a leader in delivering timely knowledge and best practices to the finance sector and business community for 15 years. We strive to strengthen the foundation of Canada’s legal and regulatory framework with annual conferences such us “Implementing Registration Reform,” “Compliance Readiness Strategies,” “The Evolving Role of the Registration Officer,” “Point of Sale for Mutual Funds,” “Compliance and Risk Management Strategies Summit for Portfolio Managers and Fund Managers,” and many more.