Paul Bourque assumed the position of President and CEO for The Investment Funds Institute of Canada on July 18, 2016. Most recently he held the position of Executive Director of the British Columbia Securities Commission. Prior to that Paul was an Associate Partner with Deloitte Inc. leading the national securities and regulatory investigation practice. Prior to joining Deloitte, Paul held senior positions with a number of securities regulators and law enforcement agencies: Senior Vice President of Member Regulation for the Investment Industry Regulatory Organization of Canada, Director of Market Operations for the Ontario Securities Commission, and the Enforcement Director for the British Columbia Securities Commission. In addition to his experience as a securities regulator, Paul was a special prosecutor, Director, Criminal Appeals and Criminal Law Policy and Deputy Attorney General and Deputy Minister of Justice with the Alberta Department of Justice. Paul is a member ofthe Law Society of British Columbia and the Law Society of Upper Canada.
Day 1: Jun 17, 2020
1:45 pm
1:45 pm
Understanding the CSA’s SRO Review and How It May Affect IIROC and MFDA Member Firms
How SROs will be structured is currently under review by the CSAs, with a plan to implement and oversee the reforms coming shortly. Assess the role of IIROC and MFDA under the proposed reforms, and how industry can respond. Gain valuable insight into how:
- Timelines will play out and when firms should be ready for the roll out
- SRO firms can comply with specific oversight issues the CSA has targeted
- SRO firms are expected to comply with the proposed rules
Understand how firms can prepare and respond to IIROC and MFDA Proposed Reforms
Day 2: Jun 18, 2020
